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Catherine Christine Cronauer

Wells Fargo Clearing Services, LLC

Bel Air, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2021-12-07
TX RA APPROVED 2014-02-12
MD RA APPROVED 2007-03-16
  • ID RA
    APPROVED
    Since 2021-12-07
  • TX RA
    APPROVED
    Since 2014-02-12
  • MD RA
    APPROVED
    Since 2007-03-16

Branch Locations

2 S Main St, Bel Air, MD 21014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bel Air MD 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bel Air MD 11/2016 Present
Previous Registrations
  • 2006-02-21 → 2007-03-26
    Citigroup Global Markets Inc.
    Bel Air, MD
    New York, NY
    Bel Air, MD
  • 2001-09-28 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Bel Air, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-27
S63 Uniform Securities Agent State Law Examination 1996-03-11
  • S65 Uniform Investment Adviser Law Examination
    2001-08-27
  • S63 Uniform Securities Agent State Law Examination
    1996-03-11
Other Names
  • Catherine Christine Knorr

View on SEC IAPD

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Michael Hax Clayton
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ALEC LLOYD MOURING
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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · BEL AIR, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bel Air, MD
OSAIC WEALTH, INC. · BEL AIR, MD
FOUNDERS FINANCIAL SECURITIES LLC · BEL AIR, MD
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BEL AIR, MD
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Bel Air, MD
AMERIPRISE FINANCIAL SERVICES, LLC · Bel Air, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Be Air, MD

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