Jerry Hubert Hoffmann

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Dallas, TX

Previous Registrations

• 2023-08-17 → 2023-09-01
  Osaic Services, Inc.
  Addison, TX
  Dallas, TX

Other Businesses

1. JERRY HOFFMANN POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1995 ADDRESS: 15441 Knoll Trail, Suite 100, Dallas TX 75248, United States DESCRIPTION: Provide insurance products to clients. 2. JERRY HOFFMANN POSITION: Member NATURE: PLLCProfessional Limited Liability Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/22/2018 ADDRESS: 15441 Knoll Trail, Suite 100, Dallas TX 75248, United States DESCRIPTION: Provide insurance products to clients. 3. JERRY HOFFMANN CPA & CO PLLC POSITION: Member NATURE: Professional Limited Liability Company (PLLC) INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2018 ADDRESS: 3505 Pennsylvania Ln, PLANO TX 75075, United States DESCRIPTION: As owner I maintain the majority of client contact. I supervise 1 individual who handle the preparation and processing of our tax and accounting documents.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-27
• S63 Uniform Securities Agent State Law Examination
  1989-12-20