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475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-22 |
Branch Locations
729 North Ware Road, Mcallen, TX 78501 • United States
475 Springfield Ave. Suite #1, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 01/2002 | 01/2024 |
| Simplicity Wealth | Summit | NJ | 01/2024 | Present |
| Mah Financial Services | Mcallen | TX | 01/2024 | Present |
VALLEY FEDERAL CREDIT UNION, 183 E. PRICE ROAD, BROWNSVILLE, TX 78521, NON-INVESTMENT RELATED, BOARD OF DIRECTORS, 1 HR. MO. ALL DURING SECURITIES TRADING. Aquaflora on Evelyn; Is the advisory affiliate principal control person: No; Entail service on board of directors for a publicly traded company: No; Is the business investment related: No; Location of the business: 7108 Evelyn Rd Austin Tx 78610 USA; Position Title: Co-owner; Responsibilities Duties: purchasing; Start date with business: 2023-02-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 30; Percentage of total yearly compensation expected to be derived from the business: 0; Will an IRS form for income earned be received: No; Contact person at the organization: Michael Hernandez ; Employee Note: This is my son's business and I facilitated construction of a green house. MAH FINANCIAL SERVICES; whether the business is Investment-related; YES; the address of the other business; 729 N. WARE RD MCALLEN TX 78501; the nature of the other business; INSURANCE; your position; OWNER - Insurance Agent ; title, or relationship with the other business; IAR the start date of your relationship; 06/2000 the approximate number of hours/month you devote to the other business: 48; the number of hours you devote to the other business during securities trading hours;4; and briefly describe your duties relating to the other business; SELLING ANNUITIES, LIFE INSURANCE Marco Anthony Hernandez; whether the business is Investment-related; YES; the address of the other business; 729 N. WARE RD MCALLEN TX 78501; the nature of the other business; INSURANCE; your position; OWNER - Insurance Agent ; title, or relationship with the other business; IAR the start date of your relationship; 06/2000 the approximate number of hours/month you devote to the other business: 48; the number of hours you devote to the other business during securities trading hours;4; and briefly describe your duties relating to the other business; SELLING ANNUITIES, LIFE INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-27 |
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