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Craig Taylor Ferguson

Anderson Griggs Investments

Rock Hill, SC

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Current Employers
Anderson Griggs Investments

113 E. Main Street, Suite 310, Rock Hill, SC 29730 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-08-13
SC RA APPROVED 2020-08-06
  • NC RA
    APPROVED
    Since 2020-08-13
  • SC RA
    APPROVED
    Since 2020-08-06

Branch Locations

113 E. Main Street, Suite 310, Rock Hill, SC 29730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southeast Investments, N.C. Inc. Charlotte NC 06/2013 05/2017
Dempsey Lord Smith, Llc Rome GA 05/2017 06/2018
Anderson Griggs & Co., Inc. Rock Hill SC 09/2018 Present
  • 06/2013 → 05/2017
    Southeast Investments, N.C. Inc.
    Charlotte, NC
  • 05/2017 → 06/2018
    Dempsey Lord Smith, Llc
    Rome, GA
  • 09/2018 → Present
    Anderson Griggs & Co., Inc.
    Rock Hill, SC
Previous Registrations
  • 2000-07-19 → 2007-05-16
    Scott & Stringfellow, Llc
    Indian Land, SC
    Rock Hill, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-03
S63 Uniform Securities Agent State Law Examination 2011-05-11
  • S65 Uniform Investment Adviser Law Examination
    2020-08-03
  • S63 Uniform Securities Agent State Law Examination
    2011-05-11
Other Names
  • Craig Ferguson
  • Craig Taylor Ferguson

View on SEC IAPD

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Other Offices

BNA WEALTH · ROCK HILL, SC
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ADVISORY SERVICES NETWORK · Fort Mill, SC
LPL FINANCIAL LLC · FORT MILL, SC
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