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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2018-08-30
  • MD RA
    APPROVED
    Since 2018-08-30

Branch Locations

119 King Street, Hagerstown, MD 21740 • United States

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wilbanks Securities, Inc. Oklahoma City OK 06/2015 06/2017
Wilbanks Securities Advisory Oklahoma City OK 06/2015 06/2017
I2 Advisors Hagerstown MD 06/2015 06/2017
Cabot Lodge Securities Llc Hagerstown MD 05/2017 08/2018
Cl Wealth Management Llc New York NY 08/2017 08/2018
Calton & Associates, Inc. Tampa FL 08/2018 Present
  • 06/2015 → 06/2017
    Wilbanks Securities, Inc.
    Oklahoma City, OK
  • 06/2015 → 06/2017
    Wilbanks Securities Advisory
    Oklahoma City, OK
  • 06/2015 → 06/2017
    I2 Advisors
    Hagerstown, MD
  • 05/2017 → 08/2018
    Cabot Lodge Securities Llc
    Hagerstown, MD
  • 08/2017 → 08/2018
    New York, NY
  • 08/2018 → Present
    Tampa, FL
Previous Registrations
  • 2017-08-21 → 2018-08-29
    Hagerstown, MD
    Schaumburg, IL
  • 2015-08-24 → 2017-06-13
    Wilbanks Securities Advisory
    Hagerstown, MD
    Oklahoma City, OK
  • 2009-01-02 → 2015-06-15
    Saint Petersburg, FL
    Hagerstown, MD
  • 2008-06-05 → 2009-01-02
    Raymond James Financial Services, Inc.
    Hagerstown, MD
    Lancaster, PA
  • 2006-05-31 → 2008-06-05
    Cetera Investment Services Llc
    Oxford, PA
    Hagerstown, MD
    Hagerstown, MD
    Frederick, MD
  • 2003-05-29 → 2006-03-02
    Ifmg Securities, Inc.
    Westminster, MD
  • 2001-10-19 → 2003-02-10
    Invest Financial Corporation
    Westminster, MD
Other Businesses

1) Name of Business: Shepherd's Hill. DBA an Agriculturist. Non-Investment related. Address: 2383 Old Washington Rd. Westminster, MD 21157. Nature of Business: Agriculture. Position/Title/Relationship: Owner. Start Date: 05/2000. Hours per month: 120. Hours per month during Securities trading hours: 4. Duties/Responsibilities: Own and operate farm raising sheep and dogs. 2) Name of Business: Livestock Judge. Non-Investment related. Address: 2383 Old Washington Rd. Nature of Business: Livestock Shows. Position/Title/Relationship: Judge. Start Date: 1987. Hours per month: 4. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Judge livestock shows. 3) Name of Business: Fixed Insurance. Non-Investment related. Address: 119 King Street, Hagerstown, MD 21740. Nature of Business: Insurance sales. Position/Title/Relationship: Agent. Start Date 09/22/2022 . Hours per month: 1.Hours per month during trading hours: 1. Duties/Responsibilities: Life insurance with LTC rider offer term life insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-02
S63 Uniform Securities Agent State Law Examination 1988-12-22
  • S65 Uniform Investment Adviser Law Examination
    1997-05-02
  • S63 Uniform Securities Agent State Law Examination
    1988-12-22
Other Names
  • Becky Lynch Benfer

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