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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-26 |
| TX | RA | APPROVED_RES | 2020-11-06 |
| CA | RA | APPROVED | 1997-12-15 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Modesto | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Modesto | CA | 03/2020 | Present |
Other Business Activities; Rotary International; Provide service to others, promote integrity, and advance world understanding, goodwill, and peace through our fellowship of business, professional, and community leaders.; 1001 10th Street, , Modesto, CA, 95354; Not Investment-Related; 06/30/2022; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-01-28 |
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