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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-29
  • AZ RA
    APPROVED
    Since 2023-06-29

Branch Locations

2525 W. Carefree Highway Bldg 2, Suite 112, Phoenix, AZ 85085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
G. A. Yeager & Co Phx AZ 09/1977 Present
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/1977 → Present
    G. A. Yeager & Co
    Phx, AZ
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: G. A. YEAGER & ASSOCIATES, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION. NATURE OF BUSINESS: TAX PREPARATION, START DATE: 10/2024, POSITION/TITLE/RELATIONSHIP: PREPARER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: PREPARE TAXES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-24
S63 Uniform Securities Agent State Law Examination 1992-09-11
  • S65 Uniform Investment Adviser Law Examination
    2002-07-24
  • S63 Uniform Securities Agent State Law Examination
    1992-09-11

View on SEC IAPD

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