Ronald E Mortellaro

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  Rockford, IL
• 10/2011 → Present
  Kestra Investment Services, Llc
  Rockford, IL

Previous Registrations

• 2009-06-01 → 2010-10-28
  Morgan Stanley
  Rockford, IL
• 1997-12-28 → 2009-06-01
  Citigroup Global Markets Inc.
  Rockford, IL
  Rockford, IL

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: NFP Corporate Services (IL) Investment Related: Yes Address: 6833 Stalter Dr. Suite 200 Rockford IL 61108 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: independent financial advisor Start Date: 4/1/2012 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: financial advisor Business Name: Ron,s apartment Investment Related: No Address: 2502 HOLMES ST APT 1 ROCKFORD IL 61108 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 7/15/1980 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: landlord

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-06-19
• S63 Uniform Securities Agent State Law Examination
  1988-12-01