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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-12
CT RA APPROVED 2026-01-09
NY RA APPROVED 2021-04-16
PA RA APPROVED 2015-01-29
NJ RA APPROVED 2003-01-27
  • FL RA
    APPROVED
    Since 2026-01-12
  • CT RA
    APPROVED
    Since 2026-01-09
  • NY RA
    APPROVED
    Since 2021-04-16
  • PA RA
    APPROVED
    Since 2015-01-29
  • NJ RA
    APPROVED
    Since 2003-01-27

Branch Locations

14021 Metropolis Ave., Fort Myers, FL 33912 • United States

Saint Cloud, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self-Employed Westfield NJ 12/1997 Present
Guardian Life Insurance Co Of America Ithaca NY 01/2010 09/2022
Park Avenue Securities Llc Ithaca NY 01/2010 09/2022
Guardian Life Insurance Co Of America Gainesville FL 09/2022 04/2026
Park Avenue Securities Llc Gainesville FL 09/2022 04/2026
Guardian Life Insurance Co Of America Saint Cloud FL 04/2026 Present
Park Avenue Securities Saint Cloud FL 04/2026 Present
  • 12/1997 → Present
    Self-Employed
    Westfield, NJ
  • 01/2010 → 09/2022
    Guardian Life Insurance Co Of America
    Ithaca, NY
  • 01/2010 → 09/2022
    Ithaca, NY
  • 09/2022 → 04/2026
    Guardian Life Insurance Co Of America
    Gainesville, FL
  • 09/2022 → 04/2026
    Gainesville, FL
  • 04/2026 → Present
    Guardian Life Insurance Co Of America
    Saint Cloud, FL
  • 04/2026 → Present
    Park Avenue Securities
    Saint Cloud, FL
Other Businesses

1. LegalShield (formerly PRE-PAID LEGAL SERVICES, INC)-Associate of/Referee for LegalShield and IDShield , Start: 02/27/2008, Address: 5745 SW 75th STreet, #325 Gainesville FL 32608, 1 bus hr per month, Not investment related, 2. Singer Songwriter Musician-occasionally perform and record my music for the general public. I may or may not be compensated for this,. Start: 05/01/2012, Address: 5745 SW 75th STreet, #325 Gainesville FL 32608, 5 non bus hrs per month, Not investment related, 3. Wholistic Wealth, LLC - Business entity-currently engaged in the sale of both Guardian and Non Guardian insurance products,. Start: 04/25/2006, Address: 4235 SW 91st Drive Gainesville, FL 32608, 120 bus hrs per month, Investment related, >10% annual compensation, 4) Power of Attorney for Brother and Sister-in-Law, Start date: 06/02/2021, Address: 4235 SW 91st Drive Gainesville, FL 32608, 0 total hours per month, Not investment related, No annual compensation, 5) Power of Attorney for wife, Start date: 06/02/2021, Address: 4235 SW 91st Drive Gainesville, FL 32608, 0 total hours per month, Not investment related, No annual compensation, 6) resilientAF-receive small levels of passive income from as an independent contractor, Start date: 009/01/2021, Address: 4235 SW 91st Drive Gainesville, FL 32608, 0 total hours per month, Not investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-16
  • S66 Uniform Combined State Law Examination
    1999-08-16
Designations

View on SEC IAPD

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