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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2012-06-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Lawrenceville | NJ | 06/2012 | Present |
PAR 3 INVESTMENTS; NOT INVESTMENT RELATED; ROSWELL, GA; 33.33% OWNERSHIP; MINE COAL; START 4/1/2010; 0 HRS MONTH; 0 HRS DURING TRADING. KENTUCKY MINING PARTNERS; NOT INVESTMENT RELATED; ROSWELL, GA; 11.53% OWNERSHIP; MINE COAL; START 2/18/2010; 0 HRS MONTH; 0 HRS DURING TRADING. PRINCETON WEALTH MANAGEMENT GROUP LLC; INVESTMENT RELATED; PRINCETON, NJ; 50% OWNERSHIP; SUB-LEASE OF OFFICE SPACE; START 1/2014; 0 HRS PER MONTH. SPARROW FINANCIAL LLC, INV RELATED, 100% OWNERSHIP, START 3/18/2022, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-22 |
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