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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-24 |
| CA | RA | APPROVED | 2011-10-10 |
Branch Locations
20400 Stevens Creek Boulevard Suite 350, Cupertino, CA 95014 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Cupertino | CA | 10/2011 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
TYRON CORPORATION; PERSONAL RENTAL PROPERTY; OVERSEE PROPERTY MANAGEMENT; FREMONT, CA; 1 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS; 12/2012 *370074 - St. Nick's Kids Inc; Investment related No; Adoption agency; Board member (proprietor, partner, officer, director, employee, trustee, agent); Apr 2019; After business hours: 1
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-25 |
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