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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
3333 Warrenville Rd Ste 200 Office 205, Lisle, IL 60532 • United States
Marco Island, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Lisle | IL | 10/1988 | 07/2021 |
| Various Insurance Carriers | Bolingbrook | IL | 01/1989 | 07/2021 |
| Cavu Aviation Llc | Bolingbrook | IL | 03/2016 | Present |
| Lpl Financial, Llc | Lisle | IL | 07/2021 | Present |
1. 07/21/2021 - CAVU Aviation LLC - Not Investment Related - Other - Managing Member - Started 03/01/2016 - 1 Hour Per Month - Time Spent 1%. 2. 07/21/2021 - LEGATUM WEALTH - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Co-Owner, Managing Partner - 160 Hours Per Month. 3. 02/15/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 02/18/2022 - 2 Hours Per Month/2 Hours During Securities Trading. 4. 06/18/2026 - Richard G Griessmeyer LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/23/2026 - 40 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-22 |
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