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Richard George Griessmeyer

LPl Financial LLC

Lisle, IL

Marco Island, FL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-21
IL RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • FL RA
    APPROVED
    Since 2021-07-21
  • IL RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

3333 Warrenville Rd Ste 200 Office 205, Lisle, IL 60532 • United States

Marco Island, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Lisle IL 10/1988 07/2021
Various Insurance Carriers Bolingbrook IL 01/1989 07/2021
Cavu Aviation Llc Bolingbrook IL 03/2016 Present
Lpl Financial, Llc Lisle IL 07/2021 Present
  • 10/1988 → 07/2021
    Waddell & Reed, Inc.
    Lisle, IL
  • 01/1989 → 07/2021
    Various Insurance Carriers
    Bolingbrook, IL
  • 03/2016 → Present
    Cavu Aviation Llc
    Bolingbrook, IL
  • 07/2021 → Present
    Lisle, IL
Previous Registrations
  • 1998-01-23 → 2021-07-21
    Waddell & Reed
    Westmont, IL
    Lisle, IL
    Lisle, IL
    Savage, MN
    Lisle, IL
Other Businesses

1. 07/21/2021 - CAVU Aviation LLC - Not Investment Related - Other - Managing Member - Started 03/01/2016 - 1 Hour Per Month - Time Spent 1%. 2. 07/21/2021 - LEGATUM WEALTH - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Co-Owner, Managing Partner - 160 Hours Per Month. 3. 02/15/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 02/18/2022 - 2 Hours Per Month/2 Hours During Securities Trading. 4. 06/18/2026 - Richard G Griessmeyer LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 02/23/2026 - 40 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-01
S63 Uniform Securities Agent State Law Examination 1989-08-22
  • S65 Uniform Investment Adviser Law Examination
    1997-10-01
  • S63 Uniform Securities Agent State Law Examination
    1989-08-22
Designations
Other Names
  • Rich Griessmeyer

View on SEC IAPD

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