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Current Employers
Garden State Investment Advisory Services, Llc

328 Newman Springs Road, Red Bank, NJ 07701 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-09-09
  • NJ RA
    APPROVED
    Since 2020-09-09

Branch Locations

328 Newman Springs Road, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Garden State Securities Red Bank NJ 07/2010 Present
  • 07/2010 → Present
    Garden State Securities
    Red Bank, NJ
Other Businesses

1) Life & Health Insurance Products - Independent Contractor/Sales Agent. Effective 7.15.2016. An estimated 2 hours per week. Compensation based on Commissions. 2) Youth Soccer Referee, 2-4 hours per week, not during market hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-08
S63 Uniform Securities Agent State Law Examination 1989-08-15
  • S66 Uniform Combined State Law Examination
    2020-09-08
  • S63 Uniform Securities Agent State Law Examination
    1989-08-15

View on SEC IAPD

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