David Vern Call

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 05/2021
  Waddell & Reed, Inc
  Overland Park, KS
• 08/2012 → 05/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Uinta, UT
• 05/2021 → Present
  Ameriprise Financial Services, Llc
  Uinta, UT

Previous Registrations

• 2012-09-04 → 2021-04-30
  Waddell & Reed
  Bellevue, WA
  Seattle, WA
  Silverdale, WA
  Overland Park, KS
• 2009-06-01 → 2012-09-26
  Morgan Stanley
  Bellevue, WA
  Bellevue, WA
• 2000-06-12 → 2009-06-01
  Citigroup Global Markets Inc.
  Bellevue, WA

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-10-02
• S63 Uniform Securities Agent State Law Examination
  1988-12-06

Designations

• Certified Financial Planner