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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-10-05
TX RA APPROVED 2018-10-05
  • NC RA
    APPROVED
    Since 2018-10-05
  • TX RA
    APPROVED
    Since 2018-10-05

Branch Locations

400 Pine St, Suite 710, Abilene, TX 79601 • United States

8333 Douglas Ave Ste 1000, Dallas, TX 75225 • United States

550 Bailey Avenue Suite 700, Fort Worth, TX 76107 • United States

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Abilene TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Abilene TX 11/2016 10/2018
Robert W Baird & Co., Incorporated Abilene TX 10/2018 Present
Previous Registrations
  • 2008-01-01 → 2018-10-10
    Abilene, TX
    Asheville, NC
  • 2005-05-30 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Abilene, TX
    Abilene, TX
    St. Louis, MO
Other Businesses

G&C GALBRAITH INVESTMENTS - INVESTMENT RELATED. 1802 ELMWOOD, ABELINE, TX. FAMILY BUSINESS, RANCHING AND INVESTMENTS. 47.5% OWNER. START: 2002. 0 HRS PER MONTH. Name/Address: Yellow Dog Liquidators LLC / 1200 Ems Rd E, Fort Worth, TX 76116 Start Date: 2014 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: LLC Owner Investment Related Name/Address: Sigma Alpha Epsilon - Texas Beta Chapter - Moms of Minerva 1200 Ems Rd E Fort Worth TX 76116 Start Date: 2/1/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member; Treasurer Non Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-27
  • S66 Uniform Combined State Law Examination
    2005-05-27
Designations
Other Names
  • Cathie Galbraith Coleman
  • Catherine Claire Galbraith

View on SEC IAPD

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