Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2020-07-13
TX RA APPROVED_RES 2020-07-09
  • MO RA
    APPROVED
    Since 2020-07-13
  • TX RA
    APPROVED_RES
    Since 2020-07-09

Branch Locations

13358 Manchester Rd Ste 200, Des Peres, MO 63131 • United States

Wildwood, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Saint Louis MO 03/2010 07/2020
Oneamerica Securities Saint Louis MO 05/2010 07/2020
Lpl Financial, Llc Des Peres MO 07/2020 Present
  • 03/2010 → 07/2020
    American United Life
    Saint Louis, MO
  • 05/2010 → 07/2020
    Oneamerica Securities
    Saint Louis, MO
  • 07/2020 → Present
    Des Peres, MO
Previous Registrations
  • 2010-08-13 → 2020-07-17
    Maryland Heights, MO
    Indianapolis, IN
  • 2009-05-14 → 2010-04-20
    New England Securities
    St. Louis, MO
Other Businesses

1) 07/08/2020 - Non-Variable Insurance - Yeaton Financial Group - Investment Realted - Wildwood, MO 63011 - Started 12/2014 2) 07/08/2020 - Business Entity For Tax/Investment Purposes Only - Yeaton Financial Services, LLC - Investment Related - Wildwood, MO 63011 - Started 11/2011 3) 07/08/2020 - DBA for LPL Business (entity for LPL business) - Yeaton Financial Group - Investment Realted - Des Peres, MO 63131 - Started 12/2014 4) 10/29/2021 - Cavalier Associates - Investment Related - 2801 Townsgate Rd., Ste. 350, Westlake Village, CA 91361 - Non-Variable Insurance - Broker - Start Date: 11/01/2021 - 5 Hours Per Month/5 Hours During Securities Trading. 5) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 170 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 6) 07/31/2024 - Elite Assurance Team - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 12 Hours Per Month/ During Trading 7) 03/10/2026 - Yeaton Financial Group- Non-Variable Insurance/Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 12/03/2025 - 1 hour per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-04
S63 Uniform Securities Agent State Law Examination 1999-06-04
  • S65 Uniform Investment Adviser Law Examination
    2009-04-04
  • S63 Uniform Securities Agent State Law Examination
    1999-06-04
Designations
Other Names
  • Tom Yeaton

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Des Peres, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor