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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2020-07-13 |
| TX | RA | APPROVED_RES | 2020-07-09 |
Branch Locations
13358 Manchester Rd Ste 200, Des Peres, MO 63131 • United States
Wildwood, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Saint Louis | MO | 03/2010 | 07/2020 |
| Oneamerica Securities | Saint Louis | MO | 05/2010 | 07/2020 |
| Lpl Financial, Llc | Des Peres | MO | 07/2020 | Present |
1) 07/08/2020 - Non-Variable Insurance - Yeaton Financial Group - Investment Realted - Wildwood, MO 63011 - Started 12/2014 2) 07/08/2020 - Business Entity For Tax/Investment Purposes Only - Yeaton Financial Services, LLC - Investment Related - Wildwood, MO 63011 - Started 11/2011 3) 07/08/2020 - DBA for LPL Business (entity for LPL business) - Yeaton Financial Group - Investment Realted - Des Peres, MO 63131 - Started 12/2014 4) 10/29/2021 - Cavalier Associates - Investment Related - 2801 Townsgate Rd., Ste. 350, Westlake Village, CA 91361 - Non-Variable Insurance - Broker - Start Date: 11/01/2021 - 5 Hours Per Month/5 Hours During Securities Trading. 5) 2/14/2023 - Cornerstone Wealth Portfolios - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 2/1/2023 - 170 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% 6) 07/31/2024 - Elite Assurance Team - Non-Variable Insurance - Financial Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 12 Hours Per Month/ During Trading 7) 03/10/2026 - Yeaton Financial Group- Non-Variable Insurance/Insurance Agency - Investment Related - At Reported Business Location(s) - Start Date 12/03/2025 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-04 |
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