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6009 Brownsboro Park Blvd. Suite A, Louisville, KY 40207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-26 |
| FL | RA | APPROVED | 2024-03-13 |
| KY | RA | APPROVED | 2024-03-13 |
| IN | RA | APPROVED | 2017-03-02 |
| OH | RA | APPROVED | 2017-01-26 |
Branch Locations
6009 Brownsboro Park Blvd. Suite A, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| A Roberts & Associates Inc. | Louisville | KY | 04/1991 | Present |
| Gradient Advisors, Llc | Arden Hills | MN | 04/2016 | 12/2016 |
| Prosperity Asset Management, Llc | Louisville | KY | 01/2017 | Present |
| Fers-Tsp Strategies Llc | Louisville | KY | 01/2020 | Present |
A. ROBERTS & ASSOCIATES, INC.; OWNER/INSURANCE AGENT; Louisville, KY; AGENT LIFE & HEALTH INS SALES WILL CONTINUE TO RECEIVE "VESTED" RENEWALS FROM SAVED BUSINESS; FERS-TSP Strategies LLC; non-investment related; Managing Partner; Louisville KY; personal real estate investments; started 01/2020; less than 5 hours total and during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-11-29 |
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