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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-08-14
TX RA APPROVED_RES 2024-08-13
NJ RA APPROVED 2024-08-12
  • FL RA
    APPROVED
    Since 2024-08-14
  • TX RA
    APPROVED_RES
    Since 2024-08-13
  • NJ RA
    APPROVED
    Since 2024-08-12

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

400 Morris Ave Unit 279, Denville, NJ 07834 • United States

Palm City, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Palm City FL 11/2008 08/2024
Kestra Investment Services, Llc Palm City FL 08/2024 Present
Kestra Advisory Services, Llc Palm City FL 08/2024 Present
  • 11/2008 → 08/2024
    Lincoln Financial Securities Corporation
    Palm City, FL
  • 08/2024 → Present
    Kestra Investment Services, Llc
    Palm City, FL
  • 08/2024 → Present
    Palm City, FL
Previous Registrations
  • 2008-11-19 → 2024-08-09
    Osaic Fs, Inc.
    Newton, NJ
    Newton, NJ
    Fort Wayne, IN
    Palm City, FL
    Morristown, NJ
    Denville, NJ
  • 2006-11-20 → 2008-12-17
    Next Financial Group, Inc.
    Houston, TX
    Newton, NJ
  • 2002-07-08 → 2006-11-27
    Osaic Fs, Inc.
    Newton, NJ
Other Businesses

Business Name: M.A.T. FINANCIAL SERVICES POSITION: Registered Rep NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/08/2024 ADDRESS: 706 sw palm cove drive, palm city FL 34990 DESCRIPTION: Registered Rep Business Name: KESTRA ADVISORY SERVICES POSITION: Investment Advisory Services NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/08/2024 ADDRESS: 5707 southwest Parkway, Building 2 Suite 400, Austin TX 78735 DESCRIPTION: Investment Advisory Services Business Name: MICHAEL TROMBETTA DBA LIBERTY TAX SERVICE POSITION: owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 706 sw palm cove drive, palm city FL 34990 DESCRIPTION: managing the tax practice and preparing tax returns

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-29
  • S63 Uniform Securities Agent State Law Examination
    1991-04-29
Other Names
  • Michael Arthur Trombetta

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