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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-06-21 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
Richmond Heights, MO • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2016-10-26 |
| TX | RA | APPROVED_RES | 2012-11-07 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
Richmond Heights, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | St. Louis | MO | 10/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | Present |
SCARSDALE SUBDIVISION HOA, NOT INV RELATED, RICHMOND HEIGHTS, MO, MEMBER OF THE BOARD OF TRUSTEES, START 1/1/2020, 1 HOUR PER MONTH, ZERO DURING TRADING, ATTENDING MEETINGS DISCUSSING SUBDIVISION MAINTENANCE AND APPROVING ACTIVITIES.; TRUSTEE FOR DAUGHTER, INV RELATED, RICHMOND HEIGHTS, MO, START: 12/23/2021, 1 HR/MONTH, 1 HR DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-02 |
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