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Elisabeth Maria Niemann

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

Chicago, IL

Wells Fargo Clearing Services, LLC

Northbrook, IL

Chicago, IL

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-07-06
  • IL RA
    APPROVED
    Since 2026-07-06

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

30 S Wacker Dr Ste 4000, Chicago, IL 60606 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2003-07-01
  • IL RA
    APPROVED
    Since 2003-07-01

Branch Locations

Northbrook, IL • United States

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Deerfield IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Deerfield IL 11/2016 Present
Wells Fargo Advisors Financial Network Chicago IL 07/2026 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Deerfield, IL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Deerfield, IL
  • 07/2026 → Present
    Wells Fargo Advisors Financial Network
    Chicago, IL
Previous Registrations
  • 1998-01-22 → 2003-07-01
    Prudential Equity Group, Llc
    Deerfield, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-15
S63 Uniform Securities Agent State Law Examination 1992-04-24
  • S65 Uniform Investment Adviser Law Examination
    1996-02-15
  • S63 Uniform Securities Agent State Law Examination
    1992-04-24
Other Names
  • Lisa Niemann
  • Elisabeth Maria Nieman

View on SEC IAPD

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