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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-07-08 |
| TX | RA | APPROVED_RES | 2017-12-05 |
| MO | RA | APPROVED | 2017-10-26 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
Edwardsville, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | 09/2017 |
| Wells Fargo Advisors Financial Network, Llc | St Louis | MO | 09/2017 | Present |
GRAMMYS SENSATIONAL SCENTS, NOT INV RELATED, EDWARDSVILLE, IL, 100% OWNERSHIP, START 3/7/2022, 12 HOURS PER MONTH, ZERO HOURS DURING TRADING, SELLING SCENTSY PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1989-02-16 |
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