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365 Grand Avenue, Suite "A", Fairhope, AL 36532 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-01-09 |
| AL | RA | APPROVED | 2024-01-31 |
Branch Locations
365 Grand Avenue, Suite "A", Fairhope, AL 36532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 03/2004 | Present |
| Atlantes Financial Advisors Corp | Fairhope | AL | 10/2005 | Present |
1) RIA-ATLANTES FINANCIAL ADVISORS CORP. 365 GRAND AVE., SUITE A FAIRHOPE, AL 36532. INVESTMENT RELATED, PRESIDENT AND BRANCH MANAGER. 2)JOHN P. BRANDON, NOT INVESTMENT RELATED, PO BOX 1350 FAIRHOPE, AL 36533, RENTAL REAL ESTATE JOINT OWNER WITH SPOUSE, 4HRS/MO 0 DURING TRADING: MANAGE REAL ESTATE PROPERTY 3) RENTAL PROPERTIES - NOT AFFILIATED WITH ANY INVESTMENT COMPANIES. 4) FIXED INSURANCE BUSINESS. INVESTMENT RELATED.365 GRAND AVENUE SUITE A, FAIRHOPE AL, 36532. FIXED INSURANCE SALES. AGENT. 04/2004. FIXED INSURANCE SALES-LONG TERM CARE, DISABILITY, ANNUITIES AND LIFE INSURANCE. 4) PKS FINANCIAL SERVICES, INVESTMENT RELATED, 80 STATE ST, ALBANY, NY 12207, 3/29/2004-PRESENT, AGENT, FIXED INSURANCE SALES
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-11-03 |
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