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David Hal Bock

Vanderbilt Advisory Services

Woodbury, NY

Toms River, NJ

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Current Employers
Vanderbilt Advisory Services

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-13
  • NY RA
    APPROVED
    Since 2021-10-13

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

2060 Lamplighter Drive, Toms River, NJ 08753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanderbilt Securities, Llc Woodbury NY 11/2012 Present
  • 11/2012 → Present
    Vanderbilt Securities, Llc
    Woodbury, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-07-15
  • S63 Uniform Securities Agent State Law Examination
    2009-07-15

View on SEC IAPD

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Other Offices

CONSOLIDATED PORTFOLIO REVIEW CORP · WOODBURY, NY
FUSION FAMILY WEALTH, LLC · WOODBURY, NY
MML INVESTORS SERVICES, LLC · Woodbury, NY
WELLS FARGO CLEARING SERVICES, LLC · WOODBURY, NY
MML INVESTORS SERVICES, LLC · Woodbury, NY
MG PLANNING SERVICES, INC. · WOODBURY, NY
TRIDENT ADVISORS LLC · WOODBURY, NY
HERITAGE ADVISORY LLC · WOODBURY, NY

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