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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-21 |
| AL | RA | APPROVED | 2024-09-24 |
Branch Locations
100 Centerview Drive Suite 249, Birmingham, AL 35216 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Analysts, Incorporated | Birmingham | AL | 02/1994 | 09/2024 |
| Lincoln Investment | Hoover | AL | 06/2012 | 09/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2024 | Present |
1) JEFFERY FINANCIAL SERVICES INC, 1500 SOUTHLAKE PARK STE 200 HOOVER AL, 04/1972, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 5 HR/MO 5 HR/MO TRADING 2) JEFFERY PROPERTIES LLC, 1500 SOUTHLAKE PARK STE 200 HOOVER AL, 09/2011, OWNER, REAL ESTATE, NIR, 2 HR/MO 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 10/2024
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-11-02 |
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