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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-05-13
MI RA APPROVED 2010-07-02
FL RA APPROVED 2005-09-29
  • TX RA
    APPROVED_RES
    Since 2021-05-13
  • MI RA
    APPROVED
    Since 2010-07-02
  • FL RA
    APPROVED
    Since 2005-09-29

Branch Locations

255 East Maple Rd, Troy, MI 48083 • United States

7875 Cooley Lake Rd, West Bloomfield, MI 48324 • United States

912 North Main Street, Rochester, MI 48307 • United States

2305 Monroe St, Dearborn, MI 48124 • United States

9300 Cooper Street, Taylor, MI 48180 • United States

19219 Allen Road, Melvindale, MI 48122 • United States

35353 Dodge Park Road, Sterling Heights, MI 48312 • United States

5459 Vernor Hwy, Detroit, MI 48209 • United States

13482 24 Mile Road, Shelby Township, MI 48315 • United States

7130 Allen Rd, Allen Park, MI 48101 • United States

Rochester, MI • United States

28800 Orchard Lake Rd, Farmington Hills, MI 48334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Sterling Heights MI 04/2005 Present
Previous Registrations
  • 2004-05-24 → 2005-04-11
    Cuna Brokerage Services, Inc.
    Ferndale, MI
Other Businesses

1. 03/07/2012 - NON-VARIABLE INSURANCE - WILLIAM J. ASHWELL - DIRECT REGISTRATION WITH INSURANCE COMPANIES FOR THE SALE OF FIXED INSURANCE PRODUCTS. LIFE AND ANNUITY. - TIME SPENT 10% 2. 3/11/2021 - MFC Investment Center - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 08/01/2014 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-13
S63 Uniform Securities Agent State Law Examination 1988-11-01
  • S66 Uniform Combined State Law Examination
    2004-05-13
  • S63 Uniform Securities Agent State Law Examination
    1988-11-01
Designations
Other Names
  • Bill Ashwell

View on SEC IAPD

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