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1520 E. North Street, Greenville, SC 29607-1360 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2013-08-26 |
| SC | RA | APPROVED | 2013-03-28 |
Branch Locations
1520 E. North Street, Greenville, SC 29607-1360 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Brokerage Services Inc | Greenville | SC | 12/1999 | 09/2019 |
| Advanced Planning, Inc. | Greenville | SC | 07/2011 | Present |
| Advanced Planning, Inc. | Greenville | SC | 12/2001 | Present |
| Cetera Wealth Services, Llc | Greenville | SC | 09/2019 | Present |
1)FIXED SALES AS PART OF SECURITIES BUSINESS - NY LIFE AGENT - BRANCH ADDRESS- 20 HRS A MONTH 15 HRS DURING TRADING 2)AP PROPERTIES LLC - 689 FORREST HAVE COURT, GREENVILLE SC 29609 - REALESTATE RENTAL - 1 HR MONTH ZERO DURING TRADING 3) ADVANCED PLANNING INC - RIA FIRM - AT BRANCH OFFICE - FEE BASED ASSET MANAGEMENT - 20 HOURS A WEEK ALL DURING TRADING HOURS - COMPENSATION - FEES 4) NAME OF OTHER BUSINESS: ADVANCED PLANNING INC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ACCOUNT MANAGEMENT ; START DATE: 01/2013 ; POSITION/TITLE/RELATIONSHIP: CONSERVATOR ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: CONSERVATOR DUTIES FOR A MINOR ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-29 |
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