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Current Employers
Agh Wealth Advisors, Llc

301 N. Main Street Suite 1700, Wichita, KS 67202 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-03-01
TX RA APPROVED 2009-04-03
  • MO RA
    APPROVED
    Since 2021-03-01
  • TX RA
    APPROVED
    Since 2009-04-03

Branch Locations

301 N. Main Street Suite 1700, Wichita, KS 67202 • United States

Galena, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Wichita KS 06/2008 Present
Agh Wealth Advisors Llc Wichita KS 07/2008 Present
Other Businesses

1. 08/04/2008 - REGISTERED INVESTMENT ADVISOR DBA - AGH WEALTH ADVISORS, LLC - RIA TO RIA AGH WEALTH ADVISORS, LLC - TIME SPENT 20% - WICHITA, KS. 2. 05/05/2009 - NON-VARIABLE INSURANCE - INSIGHT WEALTH STRATEGIES, LLC - AGENT OF, SALES OF LIFE INSURANCE PRODUCTS. - TIME SPENT 2% - WICHITA, KS. 3. 05/08/2009 - AGH Wealth Advisors - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 4. 12/12/2013 - AGH Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 5. 12/19/2013 - AGH EMPLOYER SOLUTIONS - Investment Related - Third Party Administrator (TPA) - Time Spent 10% - DBA FOR PAYROLL, HR AND RETIREMENT PLAN ACCOUNTING SERVICES. THESE ARE SERVICES THAT ARE PRESENTLY OFFERED AS PART OF ANOTHER APPROVED OBA ALLEN, GIBBS & HOULIK, LC. THERE WILL BE NO SECURITIES OR INSURANCE OFFERED OR SOLD UNDER THIS DBA. 6. 10/18/2017 - Allen, Gibbs & Houlik L.C. - Not Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 05/27/2008 - 2 Hours Per Month/0 Hours During Securities Trading. 7. 09/14/2021 - AGH Wealth Advisors LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through AGH Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 09/02/2021 - AGH Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-18
S63 Uniform Securities Agent State Law Examination 2005-03-07
  • S66 Uniform Combined State Law Examination
    2008-04-18
  • S63 Uniform Securities Agent State Law Examination
    2005-03-07

View on SEC IAPD

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