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John James Iuliano

Wells Fargo Clearing Services, LLC

Bensalem, PA

Philadelphia, PA

CRD 1886803

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-14
PA RA APPROVED 2004-01-21
  • TX RA
    APPROVED_RES
    Since 2014-04-14
  • PA RA
    APPROVED
    Since 2004-01-21

Branch Locations

2349 Street Rd, Bensalem, PA 19020 • United States

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Fairless Hills PA 05/2006 Present
Wells Fargo Advisors Llc Bensalem PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bensalem PA 11/2016 Present
  • 05/2006 → Present
    Wachovia Bank, N.A.
    Fairless Hills, PA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Bensalem, PA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Bensalem, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-10
S63 Uniform Securities Agent State Law Examination 1988-11-04
  • S65 Uniform Investment Adviser Law Examination
    1997-06-10
  • S63 Uniform Securities Agent State Law Examination
    1988-11-04
Other Names
  • John J Iuliano

View on SEC IAPD

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Nearby Investors

Kevin F Hughes
LAMONTE FITZGERALD WILLIAMS
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Nearby Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bensalem, PA
JHANTI FINANCIAL · Bensalem, PA
OSAIC WEALTH, INC. · BENSALEM, PA

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