Daniel Francis Walsh

Current Employers

Employment History

• 01/1990 → Present
  Transamerica
  Glenview, IL
• 06/2000 → 08/2024
  Triad Advisors, Inc
  Norcross, GA
• 02/2000 → Present
  Tree City Investments, Inc.
  Lake Forest, IL
• 08/2024 → Present
  Osaic Wealth, Inc.
  Lake Bluff, IL

Previous Registrations

• 2000-06-02 → 2006-11-03
  Tree City Investments, Inc.
  Lake Forest, IL

Other Businesses

1. TREE CITY INVESTMENTS; INVESTMENT RELATED;910 Sherwood Drive,Lake Bluff,IL 60044; INVESTMENT; ADVISOR; JAN 1996; 80 HRS/MONTH; 3 HRS/DAY; COMPENSATION-NET FEES; SET AND EXECUTE INVESTMENT PORTFOLIO STRATEGY. ADMINISTER AND SERVICE ISSUES. 2. The Frosted Baker, Inc; not investment related;3790 Hawthorne Ct, Waukegan,IL 60087; bakery;president;9/30/2016;>1 hr during trading;discuss operations with staff 3. Leapfirst Looklast, Inc; not investment related;810 Sheridan Rd, Highwood,Il 60041; restaurant;president;9/30/2016;10 hrs/month;0 hrs during trading;discuss operations with staff 4. Kelsey Ds, Inc; not investment related;910 Sherwood Drive; food distribution; president;1/1/2013;10 hrs/month;>1 hr during trading;oversee product delivery 5. Nexus Advisory Services; investment related;910 Sherwood Drive,Ste 14;investment;president;1/9/1996;30 hrs/month;6.5 hrs during trading;Nexus is the corporate checking account for my investment activities 6.Rental property; not investment related;824 Kalamazoo Circle,Vernon Hills,IL 60061; rental ;owner;1991;0 hrs/month;0 hrs during trading;owner 7) Limitless Beauty Salon and Spa 1044 N Western Ave suite B Lake Forest IL 60045; owner; 0 hrs/month;0 hrs during trading 8) RENTAL PROPERTY POSITION: Owner NATURE: Personal INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/1989 ADDRESS: 824 Kalamazoo Circle, Vernon Hills IL 60045 DESCRIPTION: Deal with tenant

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-08-31
• S63 Uniform Securities Agent State Law Examination
  1991-12-11