Mark Whitney Tuller

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2009-03-30

GA RA
APPROVED

Since 2009-03-30

Branch Locations

2520 Northwinds Pkwy Ste 200 Two Northwinds Center, Alpharetta, GA 30009 • United States

Roswell, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Roswell	GA	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Roswell	GA	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Roswell, GA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Roswell, GA

Previous Registrations

2003-04-04 → 2009-04-02

Ubs Financial Services Inc.

Atlanta, GA

Atlanta, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-04-02
S63	Uniform Securities Agent State Law Examination	1995-11-17

S65 Uniform Investment Adviser Law Examination

2003-04-02
S63 Uniform Securities Agent State Law Examination

1995-11-17

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews