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Steven P Morse

Wells Fargo Advisors Financial Network, LLC

St. Louis, MO

St. Louis, MO

Wells Fargo Clearing Services, LLC

St. Louis, MO

St. Louis, MO

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-04-15
  • MO RA
    APPROVED
    Since 2024-04-15

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

St. Louis, MO • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-01-03
  • MO RA
    APPROVED
    Since 2018-01-03

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Saint Louis MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Saint Louis MO 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-07
S63 Uniform Securities Agent State Law Examination 1994-03-02
  • S65 Uniform Investment Adviser Law Examination
    2008-04-07
  • S63 Uniform Securities Agent State Law Examination
    1994-03-02
Other Names
  • Steve P Morse
  • Steven Paul Morse

View on SEC IAPD

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