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Anne Marie Brandon

Robert W. Baird & Co. Incorporated

Louisville, KY

Louisville, KY

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-10-18
  • KY RA
    APPROVED
    Since 2019-10-18

Branch Locations

500 West Jefferson St., Louisville, KY 40202 • United States

Louisville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Louisville KY 02/2011 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
Previous Registrations
  • 2013-08-13 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
    Louisville, KY
  • 2005-07-20 → 2007-06-04
    Morgan Stanley & Co. Llc
    Chicago, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-12
S65 Uniform Investment Adviser Law Examination 2005-07-18
S63 Uniform Securities Agent State Law Examination 1990-03-07
  • S66 Uniform Combined State Law Examination
    2013-08-12
  • S65 Uniform Investment Adviser Law Examination
    2005-07-18
  • S63 Uniform Securities Agent State Law Examination
    1990-03-07

View on SEC IAPD

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