Otis Robert Thames

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2020-10-09
AL	RA	APPROVED	2007-03-22
FL	RA	APPROVED	2003-11-24

GA RA
APPROVED

Since 2020-10-09
AL RA
APPROVED

Since 2007-03-22
FL RA
APPROVED

Since 2003-11-24

Branch Locations

2114 N.W. 40Th Terrace Suite B-1, Gainesville, FL 32605 • United States

Panama City Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Tallahassee	FL	11/2003	Present
Agia	Houston	TX	12/2022	Present

11/2003 → Present

Valic Financial Advisors

Tallahassee, FL
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2001-09-24 → 2003-07-23

Metlife Investment Fund Services Llc

Alpharetta, GA

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-12-22
S65	Uniform Investment Adviser Law Examination	2001-09-06

S63 Uniform Securities Agent State Law Examination

2004-12-22
S65 Uniform Investment Adviser Law Examination

2001-09-06

View on SEC IAPD

Current Employers

Valic Financial Advisors, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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