James Joseph Quandt

Current Employers

Employment History

• 03/1989 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 03/1989 → 10/2021
  Cri Securities, Llc
  St. Paul, MN
• 01/1989 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 01/1989 → Present
  North Star Consultants, Inc & North Star Brokerage Inc
  Minneapolis, MN
• 10/2000 → Present
  Fortune Financial Holdings Llc
  Minnetonka, MN
• 10/2006 → Present
  Quandt Family Limited Partnership
  Excelsior, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Minnetonka, MN
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2007-07-11 → 2023-08-10
  Securian Financial Services, Inc.
  Minnetonka, MN
  Minnetonka, MN
  St. Paul, MN
• 2007-07-11 → 2021-10-18
  Cri Securities, Llc
  Minnetonka, MN
  Minnetonka, MN

Other Businesses

1) AUTO ENVIRONMENTS LLC POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2008 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Owner 2) EAGLE RIDGE LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2015 ADDRESS: , Steamboat Springs CO , United States DESCRIPTION: Owner 3) FORTUNE FINANCIAL CHARITABLE FUND POSITION: Partner NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Partner 4) FORTUNE FINANCIAL HOLDINGS LLC POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2000 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Owner 5) FORTUNE FINANCIAL LLC POSITION: Agent/Broker NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2017 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Agent/Broker 6) JEROME RIEDL CHARITABLE UNIT TRUST POSITION: Trustee NATURE: Trustee INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2011 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Trustee 7) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2011 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Agent/Broker 8) NORTH STAR SCOTT RICHARDS CHARITABLE FOUNDATION POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2004 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Officer 9) QUANDT FAMILY LIMITED PARTNERSHIP POSITION: Partner NATURE: Investment Management INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2006 ADDRESS: , Minnetonka MN , United States DESCRIPTION: Partner 10) VULCAN COMMUNITY CHARITY'S INC POSITION: Advisory Board NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2017 ADDRESS: , Mendota Heights MN , United States DESCRIPTION: Advisory Board 11) NAME OF OTHER BUSINESS: JQ ADVISORY SERVICES LLC ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: PRINCIPAL/MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: DBA FOR EXPENSE MANAGEMENT RELATED TO FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1989-03-16

Designations