Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-10
KS RA APPROVED 2011-07-05
  • TX RA
    APPROVED_RES
    Since 2013-05-10
  • KS RA
    APPROVED
    Since 2011-07-05

Branch Locations

8202 East 21St St., Wichita, KS 67206 • United States

105 N Main, Wichita, KS 67202 • United States

128 E Broadway, Newton, KS 67114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Intrust Bank N.A. Wichita KS 03/1996 Present
Uvest Financial Services Group, Inc. Charlotte NC 07/2006 Present
Lpl Financial Llc Wichita KS 07/2011 Present
  • 03/1996 → Present
    Intrust Bank N.A.
    Wichita, KS
  • 07/2006 → Present
    Uvest Financial Services Group, Inc.
    Charlotte, NC
  • 07/2011 → Present
    Wichita, KS
Previous Registrations
  • 2006-07-03 → 2011-07-05
    Uvest Financial Services Group, Inc.
    Wichita, KS
    Wichita, KS
    Wichita, KS
    Charlotte, NC
    Wichita, KS
  • 2004-11-09 → 2006-07-03
    Intrust Brokerage Inc.
    Wichita, KS
Other Businesses

1. 06/07/2011 - OTHER, INTRUST BANK, 70% OF TIME SPENT. 2. 06/01/2011-DBA ONLY-INTRUST FINANCIAL SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-24
S63 Uniform Securities Agent State Law Examination 1988-10-20
  • S65 Uniform Investment Adviser Law Examination
    1994-06-24
  • S63 Uniform Securities Agent State Law Examination
    1988-10-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wichita, KS

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor