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Daniel James Dubois

Oneamerica Securities, Inc.

Newport Beach, CA

Indianapolis, IN

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Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2024-01-18
AZ RA APPROVED 2022-09-06
VA RA APPROVED 2020-11-20
CT RA APPROVED 2020-11-19
NJ RA APPROVED 2016-09-27
CA RA APPROVED 2015-05-11
  • NM RA
    APPROVED
    Since 2024-01-18
  • AZ RA
    APPROVED
    Since 2022-09-06
  • VA RA
    APPROVED
    Since 2020-11-20
  • CT RA
    APPROVED
    Since 2020-11-19
  • NJ RA
    APPROVED
    Since 2016-09-27
  • CA RA
    APPROVED
    Since 2015-05-11

Branch Locations

20151 Sw Birch Street Suite 250, Newport Beach, CA 92660 • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oneamerica Securities Newport Beach CA 05/2015 Present
American United Life Newport Beach CA 03/2015 Present
  • 05/2015 → Present
    Oneamerica Securities
    Newport Beach, CA
  • 03/2015 → Present
    American United Life
    Newport Beach, CA
Previous Registrations
  • 2015-01-15 → 2015-04-14
    Signator Investors, Inc.
    Irvine, CA
  • 2013-10-11 → 2014-12-17
    Signature Resources Capital Management, Llc
    Newport Beach, CA
  • 2010-11-02 → 2013-09-18
    Msi Financial Services, Inc.
    Irvine, CA
  • 2007-07-06 → 2010-09-07
    Next Financial Group, Inc.
    Newport Beach, CA
    La Verne, CA
Other Businesses

NON-VARIABLE INSURANCE SALES (FIXED LIFE, FIXED ANNUITIES)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-12
S63 Uniform Securities Agent State Law Examination 2005-02-07
  • S66 Uniform Combined State Law Examination
    2006-12-12
  • S63 Uniform Securities Agent State Law Examination
    2005-02-07
Other Names
  • Dj Dubois
  • D.J. Dubois

View on SEC IAPD

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