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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-05 |
| WI | RA | APPROVED | 2009-04-03 |
Branch Locations
756 Jefferson St., Sturgeon Bay, WI 54235-2151 • United States
Sturgeon Bay, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Sturgeon | WI | 04/2009 | Present |
(1) ST. JOSEPH'S EDUCATIONAL ENDOWMENT TRUST; ADDRESS: 526 LOUISIANA ST STURGEON BAY, WI 54235; BUSINESS DESCRIPTION: CHURCH; NOT INVESTMENT RELATED; START DATE: 11/14/2011; CAPACITY: INDEPENDENT CONTRACTOR/CONSULTANT; DUTIES: PROVIDE INVESTMENT REVIEWS/SUMMARIES FOR ADVISORY COMMITTEE AND ANSWER INVESTMENT QUESTIONS/CONCERNS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) NAME OF ENTITY: St. John Bosco Catholic School ADDRESS: 730 Q. Maple St., Sturgeon Bay, WI 54235 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Educational Institution START DATE: Jul 01, 2025 CAPACITY: Board of Directors DUTIES: Serve on the School Board with no check writing authority. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-18 |
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