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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-03-25 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
West Chester, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Newtown Square | PA | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Newtown Square | PA | 03/2017 | Present |
| Massmutual Life Insurance Co | Newtown Square | PA | 07/2016 | Present |
1) Name: Robert Newman Inv rel: Y Add: Residential Nature: NonMMLIA Insurance Brokerage Position: Agent Start date: 01/01/2005 No. HR/MO: 5 No. HR/MO during sec trading: 1 Describe duties: Health, Group Health, Medicare.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-14 |
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