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James Steven Limoncelli

Wells Fargo Clearing Services, LLC

El Dorado Hills, CA

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-07-22
CA RA APPROVED 2009-09-04
  • WA RA
    APPROVED
    Since 2022-07-22
  • CA RA
    APPROVED
    Since 2009-09-04

Branch Locations

4364 Town Center Blvd Ste 220, El Dorado Hills, CA 95762 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Francisco CA 09/2009 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2009-09-28
    Morgan Stanley
    Philadelphia, PA
  • 2008-10-28 → 2009-06-01
    Morgan Stanley & Co. Llc
    Wayne, PA
  • 2003-07-01 → 2008-10-10
    Wells Fargo Clearing Services, Llc
    Red Bank, NJ
    Radnor, PA
    Red Bank, NJ
  • 1997-07-08 → 2003-07-01
    Prudential Equity Group, Llc
    Jenkintown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-21
S63 Uniform Securities Agent State Law Examination 1990-08-30
  • S65 Uniform Investment Adviser Law Examination
    1993-12-21
  • S63 Uniform Securities Agent State Law Examination
    1990-08-30

View on SEC IAPD

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BRIDGEVIEW CAPITAL ADVISORS, INC. · EL DORADO HILLS, CA
GOLDENSTONE WEALTH MANAGEMENT · EL DORADO HILLS, CA
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