Alan Grossman

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-02
IL	RA	APPROVED	2006-10-30

TX RA
APPROVED_RES

Since 2019-01-02
IL RA
APPROVED

Since 2006-10-30

Branch Locations

501 North Riverside Dr Ste 218, Gurnee, IL 60031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Citibank	Chicago	IL	01/1998	Present
Mesirow Financial, Inc.	Chicago	IL	06/1999	Present
Edward Jones	St Louis	MO	10/2000	Present

01/1998 → Present

Citibank

Chicago, IL
06/1999 → Present

Mesirow Financial, Inc.

Chicago, IL
10/2000 → Present

Edward Jones

St Louis, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-20
S63	Uniform Securities Agent State Law Examination	1992-05-19

S65 Uniform Investment Adviser Law Examination

1999-07-20
S63 Uniform Securities Agent State Law Examination

1992-05-19

Other Names

Alan Ira Grossman

View on SEC IAPD

Employer firm

Current Employers

Edward Jones

Disclosures

Employment History

Exams

Other Names

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