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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-04-07 |
| NV | RA | APPROVED | 2025-11-03 |
| RI | RA | APPROVED | 2025-03-20 |
| ID | RA | APPROVED | 2024-02-16 |
| MT | RA | APPROVED | 2024-02-15 |
| MI | RA | APPROVED | 2024-02-07 |
| OR | RA | APPROVED | 2022-08-06 |
| LA | RA | APPROVED | 2022-01-07 |
| NY | RA | APPROVED | 2021-11-01 |
| HI | RA | APPROVED | 2021-08-26 |
| CO | RA | APPROVED | 2020-01-03 |
| MN | RA | APPROVED | 2019-12-24 |
| GA | RA | APPROVED | 2019-11-25 |
| OK | RA | APPROVED | 2019-01-16 |
| IA | RA | APPROVED | 2018-12-10 |
| NC | RA | APPROVED | 2018-10-26 |
| KY | RA | APPROVED | 2018-10-05 |
| FL | RA | APPROVED | 2018-08-23 |
| MD | RA | APPROVED | 2018-06-11 |
| TX | RA | APPROVED_RES | 2018-05-16 |
| VA | RA | APPROVED | 2018-03-13 |
| NM | RA | APPROVED | 2017-11-03 |
| KS | RA | APPROVED | 2017-02-15 |
| SC | RA | APPROVED | 2015-06-12 |
| AL | RA | APPROVED | 2014-08-13 |
| CA | RA | APPROVED | 2012-07-09 |
| DE | RA | APPROVED | 2012-07-03 |
| IL | RA | APPROVED | 2012-04-24 |
| WI | RA | APPROVED | 2011-08-18 |
| CT | RA | APPROVED | 2011-01-19 |
| PA | RA | APPROVED | 2011-01-06 |
| NJ | RA | APPROVED | 2011-01-05 |
| WA | RA | APPROVED | 2011-01-05 |
| AZ | RA | APPROVED | 2008-06-16 |
Branch Locations
8753 E. Bell Road Suite #101, Scottsdale, AZ 85260 • United States
Two Bala Plaza Suite #300, Bala Cynwyd, PA 19004 • United States
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centaurus Financial, Inc. | Orange | CA | 05/2008 | Present |
1. STUART J. SPIVAK DBA THE SPIVAK FINANCIAL GROUP, SOLE PROPRIETOR, SINCE 6/1/1986, AT 8160 E. BUTHERUS DRIVE, SUITE 5, SCOTTSDALE, AZ 85260, SALE OF FIXED INSURANCE AND /OR FIXED ANNUITIES, INCLUDING EMPLOYEE BENEFIT INSURANCE PLANS (GROUP HEALTH INSURANCE, GROUP DENTAL, GROUP LIFE, & DISABILITY AND 401K PLANS), DEVOTED TIME IS 20 HR A MONTH, NON-INVESTMENT RELATED. 2. MUTUAL TRUST LIFE INS. CO. & LAFAYETTE LIFE INS. CO., INVESTEMENT RELATED, 8753 E. BELL ROAD, #101, SCOTTSDALE, AZ 85260, OFFERING PERMANENT LIFE INSURANCE DESIGNED FOR YOUR FAMILY BANK PROGRAM, AGENT/OWNER, SINCE 6/20/2020, DEVOTED TIME IS 35 HOURS A MONTH. 3. 72(t) PROFESSOR/SPIVAK FINANCIAL GROUP, NON-INVESTMENT RELATED, 8753 E. BELL ROAD, #101, SCOTTSDALE, AZ 85260, ONLINE 72(t) SEPP EDUCATIONAL CLASS, OWNER, SINCE 2/1/2022, DEVOTED TIME IS 10 HOURS A MONTH, COMPLIMENTARY CALL AFTER STUDENT COMPLETES COURSE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-04-17 |
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