David T Buckwald

Current Employers

Employment History

• 10/2010 → Present
  M Holdings Securities Inc.
  Portland, OR
• 10/2010 → 06/2019
  Atlas Advisory Group, Llc
  Cranford, NJ
• 07/2019 → Present
  Oneteam Financial Llc (D.b.a. For Advisory Business)
  Red Bank, NJ
• 11/2023 → Present
  C2P Capital Advisory Group, Llc Dba Prosperity Capital Advisors
  Westlake, OH

Previous Registrations

• 2008-08-01 → 2010-11-01
  Nationwide Securities, Llc
  Cranford, NJ
• 2000-10-27 → 2008-08-01
  1717 Capital Management Company
  Cranford, NJ
  Newark, DE

Other Businesses

1) BuckJoe, LLC; 16 Linden Place Colts Neck, NJ 07722; 02/17/2012; Owner; Real Estate and Cash Holdings; Not Investment Related; 2 hours/month; 0 hours/month during business hours; Ownership, Passive income. 2) OneTeam Financial, LLC; 331 Newman Springs Road Bldg. 1, Suite 107 Red Bank, NJ 07701; 07/01/2019; Owner/CEO/Principal/Producer; Financial planning, sales of insurance and investment products; Investment Related; 240 hours/month; 240 hours/month during business hours; Ownership, Commissions, Wages/Salary/Tips. 3) Madison Brokerage; 65 Madison Ave, Morristown, NJ 07962; 10/23/2015; Sales; Sales of non-M life insurance and annuity products; Investment Related; 10 hours/month; 10 hours/month during business hours; Commissions. 4) NJ DI & LTC Brokers; 1 Bethany Road, Hazlet, NJ 07730; 10/23/2015; Sales; Sales of long term care policies; Investment Related; 1 hour/month; 1 hour/month during business hours; Commissions. 5) Clarity 2 Prosperity; 30400 Detroit Road Suite 201, Westlake, OH 44145; 10/23/2015; Sales; Sales of life insurance and annuities; Investment Related; 3 hours/month; 3 hours/month during business hours; Commissions. 6) Hackensack Meridian Foundation; 1340 Campus Parkway, Wall, NJ 07753; 04/08/2019; Volunteer; Help with annual golf outing, answer questions from donors regarding insurance; Not Investment Related; 1 hour/month; 1 hour/month during business hours; No Compensation. 7) JackMorgan and Associates, LLC; 16 Linden Place Colts Neck, NJ 07722; 09/16/2013; Sole Member; LLC to handle business expenses; Not Investment Related; 0 hours/month; 0 hours/month during business hours; No Compensation. 8) OneTeam Financial Learning Program; 331 Newman Springs Road Bldg. 1, Suite 107 Red Bank, NJ 07701; Learning Program; Not Investment Related; CEO; Presenter in learning program; 02/01/2023; 3 hours per month; 3 hours per month during trading hours. 9) Prosperity Capital Advisors; 30400 Detroit Road Suite 201 Westlake, OH 44145; Registered Investment Advisor; Investment Related; Advisor; Holistic Retirement Planning and independent life insurance policy review; 03/01/2024; 80 hours per month; 60 hours per month during trading hours. 10) Mr. Buckwald is a registered representative of M Holdings Securities, Inc., a registered broker-dealer and member of FINRA conducting business at his registered location. In such capacity, Mr. Buckwald sells securities through M Holding Securities, Inc. and receives normal and customary commissions and other types of compensation, for example, mutual fund 12b-1 fees or variable annuity trails. Mr. Buckwald spends approximately 10 hours per week on this activity during trading hours. 11) David Buckwald is a Board of Directors member for M Financial. In this position, Mr. Buckwald participates in regular meetings and consults M Financial on strategic matters. Mr. Buckwald spends approximately 4 hours per month on this activity during trading hours. Mr. Buckwald receives annual compensation for this activity.

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-02-04
• S65 Uniform Investment Adviser Law Examination
  1997-03-24

Designations

Other Names

• David Nathan Tyrrell Buckwald
• David Buckwald