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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2015-04-17
  • MS RA
    APPROVED
    Since 2015-04-17

Branch Locations

1200 Eastover Drive, Ste 300, Jackson, MS 39211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Jackson MS 04/2015 Present
Bankplus Jackson MS 04/2015 Present
  • 04/2015 → Present
    Jackson, MS
  • 04/2015 → Present
    Bankplus
    Jackson, MS
Previous Registrations
  • 2009-06-01 → 2015-04-27
    Ridgeland, MS
  • 2007-09-27 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ridgeland, MS
  • 2005-08-17 → 2007-10-04
    A. G. Edwards & Sons, Inc.
    Ridgeland, MS
    Ridgeland, MS
Other Businesses

1. 4/20/2016 - WealthPlus - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/17/2015 - 160 Hours Per Month/32 Hours During Securities Trading. 2. 08/05/2021 - BankPlus Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 07/01/2021 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-16
S63 Uniform Securities Agent State Law Examination 1990-05-18
  • S66 Uniform Combined State Law Examination
    2005-08-16
  • S63 Uniform Securities Agent State Law Examination
    1990-05-18
Other Names
  • Tamara Kaye King
  • Tamara Kaye Cahoon

View on SEC IAPD

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