Alfredo Dipinto

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Fayetteville, NC
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Fayetteville, NC
• 03/2018 → Present
  Kestra Investment Services Llc
  Fayetteville, NC
• 03/2018 → Present
  Kestra Advisory Services Llc
  Fayetteville, NC

Previous Registrations

• 2008-01-01 → 2018-03-14
  Wells Fargo Clearing Services, Llc
  Fayetteville, NC
  Clinton, NC
• 2004-04-22 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Fayetteville, NC
  Clinton, NC
  Clinton, NC
  St. Louis, MO

Other Businesses

Name: Legacy Asset Management Partners LLC Investment Related: Yes Address: 101 Wall St. Clinton NC 28328 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment advisor Start Date: 3/29/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: meeting with clients and establishing objectives and advising them on proper investment allocation and ongoing monitoring of those investments Name: Alfredo's Ristorante Italilano LLC Investment Related: No Address: 101 Wall St. Clinton NC 28328 Nature of Business: Other Other/None of the Above Full service restaurant Position, Title or Relationship: owner Start Date: 4/26/2010 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: own and operate restuarant Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Start Date: 3/28/2018 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: determining investment objectives and risk tolerances for clients and then recommending strategies for obtaining client goals Name: Alfredo DiPinto - Notary Public Investment Related: No Address: 19 Sprunt Dr Clinton NC 28328 Nature of Business: Other Other/None of the Above None of the above Position, Title or Relationship: I am the Notary Start Date: 1/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Occasionally notarizing documents for NO fee Name: ALFREDO'S RISTORANTE ITALILANO LLC POSITION: owner NATURE: Full service restaurant INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 04/26/2010 ADDRESS: 101 Wall St., Clinton NC 28328, United States DESCRIPTION: own and operate restaurant

Exams

• S66 Uniform Combined State Law Examination
  2004-04-21
• S63 Uniform Securities Agent State Law Examination
  1988-10-03