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John Anthony Stock

Oppenheimer & Co. Inc.

Coral Gables, FL

Cutler Bay, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-15
  • FL RA
    APPROVED
    Since 2017-03-15

Branch Locations

2811 Ponce De Leon Boulevard Suite 900, Coral Gables, FL 33134 • United States

Cutler Bay, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Coral Gables FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Coral Gables FL 11/2016 03/2017
Oppenheimer & Co. Inc. Miami FL 03/2017 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-01
  • S63 Uniform Securities Agent State Law Examination
    1993-09-01

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
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ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
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