Dalas Lee Gundersen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 02/2023
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 05/2015 → 02/2023
  Kovack Advisors, Inc.
  Fort Lauderdale, FL
• 02/2023 → Present
  Lpl Financial Llc
  Willows, CA

Previous Registrations

• 2015-05-19 → 2023-02-10
  Kovack Advisors, Inc.
  Arbuckle, CA
  Ft. Lauderdale, FL
  Willows, CA
• 2006-11-06 → 2014-12-26
  Edward Jones
  Willows, CA
• 2011-09-12 → 2011-09-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chico, CA

Other Businesses

1)02/08/2023 - Dalas Gundersen Investment Advisory Services Inc. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)02/08/2023 - Gundersen Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s)

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-11-04
• S65 Uniform Investment Adviser Law Examination
  1998-11-04