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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-11 |
| WY | RA | APPROVED | 2025-06-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Cheyenne | WY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cheyenne | WY | 11/2016 | 06/2025 |
| Lpl Financial Llc | Cheyenne | WY | 06/2025 | Present |
1) 06/11/2025 - Cheyenne Soccer Officials Association - Outside/W-2 Employment / Seasonal High School Soccer Official - Non- Inv. Related - Cheyenne, WY - start date 3/2024- 5hrs per mth/0 during trading 2) 06/11/2025 - Wyoming Asset Advisors Powered by LPL Financial - Not Investment Related - Employee Model Brand Name - At Reported Business Location(s). 3) 09/04/2025 - Colorado Soccer Association - Not Investment Related - Other - Soccer Official -Cheyenne, WY - Start Date:08/23/2025 - 10 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-18 |
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