Terence George Hickey

Current Employers

Employment History

• 12/2003 → 04/2018
  Kestra Financial, Inc.
  Smithtown, NY
• 11/2005 → Present
  Trinity Financial Group, Inc.
  Smithtown, NY
• 05/2018 → 09/2020
  Securities Service Network
  Smithtown, NY
• 05/2018 → 09/2020
  Ssn Advisory, Inc.
  Smithtown, NY
• 09/2020 → 06/2024
  Securities America, Inc.
  Smithtown, NY
• 09/2020 → 06/2024
  Securities America Advisors
  Smithtown, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Smithtown, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Smithtown, NY

Previous Registrations

• 2021-09-01 → 2024-06-14
  Securities America Advisors, Inc.
  Smithtown, NY

Other Businesses

***DBA - Trinity Financial Group, Inc. ***TRINITY FINANCIAL GROUP, INC. POSITION: Tax Advisor/Tax Accountant NATURE: Tax & Accounting Services. Since 1989 I have had a successful Accounting and Tax Practice that has not only helped me keep up on relevant Tax Laws and changes, but it has also been helpful to have that same knowledge to use as part of my Financial Planning and Investment selection process. Since 2011 I have outsourced the actual income tax return preparation and filing to Smithtown Tax Company, LLC and I have remained as the Tax Advisor and assist clients in gathering all Income Tax Source Documents as well as assist with timing of income and review of deductible expenses. At this time I provide minimal accounting services. The accounting services I provide are limited to compiling income and expenses so as to prepare financial statements for use in filing Income Tax Returns. #HRS: 15 SEC TRADE HRS: 8 START: 1/4/89 ADDRESS: 12 Thatch Pond Rd, Smithtown NY 11787 DESCRIPTION: I meet with clients as their Tax Advisor and assist clients in gathering all Income Tax Source Documents as well as assist with timing of income and review of deductible expenses. At this time, I provide minimal accounting services. ***TRINITY FINANCIAL GROUP, INC. POSITION: Insurance Advisor and Sales NATURE: Sale & Service of Fixed Insurance Products: Mainly, Fixed Annuities, Single Premium Immediate Annuities, Guaranteed & Non-Guaranteed Universal Life Insurance, Term Insurance, & Long-Term Care Insurance. #HRS: 15 SEC TRADE HRS: 10 START: 3/24/94 ADDRESS: 12 Thatch Pond Rd, Smithtown NY 11787 DESCRIPTION: As part of Comprehensive Financial Plan, I will review existing Life Insurance & Fixed Annuity Products held within a client's financial assets. Through Fact Finding will determine from client if Insurance Products still meet current as well as long term goals and objectives. I will then perform a market analysis taking any changes in health into consideration through a Trial Application in order to properly assess client's current health status; Most importantly, I will conduct a thorough review of existing coverage for any unique advantageous benefits that would not be replaceable. To be certain that if replacement were considered that what a client already owns might be the best choice to keep and not replace. I go through the same process for Fixed Annuities and SPIAs as well. ***TERENCE G. HICKEY POSITION: Real Estate Rental Manager NATURE: Single Family Residential Rental. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 24 Lindner Place, Smithtown NY 11787 DESCRIPTION: Once OBA approved, I will seek to rent single family house. My activities will include collecting monthly rent, and hiring landscaper to maintain outside of property, and making small repairs that may arise.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-05-27