Rocco Stefano Martinelli

J.P. Morgan Securities LLC

CRD 6578132

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-09-29

NY RA
APPROVED

Since 2022-09-29

Branch Locations

25 South Main Street, Freeport, NY 11520 • United States

2122 Merrick Avenue, Merrick, NY 11566 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Brown Brothers Harriman	Jersey City	NJ	03/2016	10/2017
J.P. Morgan Securities Llc	Merrick	NY	10/2017	Present
Jpmorgan Chase Bank, N.A.	Merrick	NY	10/2017	Present
Elegant Valet	Long Beach	NY	05/2019	05/2020

03/2016 → 10/2017

Brown Brothers Harriman

Jersey City, NJ
10/2017 → Present

J.P. Morgan Securities Llc

Merrick, NY
10/2017 → Present

Jpmorgan Chase Bank, N.A.

Merrick, NY
05/2019 → 05/2020

Elegant Valet

Long Beach, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-08-10
S63	Uniform Securities Agent State Law Examination	2017-12-15

S66 Uniform Combined State Law Examination

2022-08-10
S63 Uniform Securities Agent State Law Examination

2017-12-15

Other Names

Rocco S Martinelli
Rocco Martinelli

View on SEC IAPD

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