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Michael Patrick Sullivan

Morgan Stanley

Lisle, IL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-28
TX RA APPROVED 2023-06-28
  • IL RA
    APPROVED
    Since 2023-06-28
  • TX RA
    APPROVED
    Since 2023-06-28

Branch Locations

4225 Naperville Road Suite 255, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Oak Brook IL 04/2008 06/2023
Bank Of America, N.A. Oak Brook IL 07/2011 06/2023
Morgan Stanley Smith Barney Llc Lisle IL 06/2023 Present
Morgan Stanley Private Bank, N.A. New York NY 07/2023 Present
  • 04/2008 → 06/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Oak Brook, IL
  • 07/2011 → 06/2023
    Bank Of America, N.A.
    Oak Brook, IL
  • 06/2023 → Present
    Morgan Stanley Smith Barney Llc
    Lisle, IL
  • 07/2023 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-28
S63 Uniform Securities Agent State Law Examination 1988-10-27
  • S65 Uniform Investment Adviser Law Examination
    1995-03-28
  • S63 Uniform Securities Agent State Law Examination
    1988-10-27
Other Names
  • Mike Sullivan

View on SEC IAPD

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ADVISORS ASSET MANAGEMENT, INC. · LISLE, IL
ADVYZON INVESTMENT MANAGEMENT, LLC · LISLE, IL
LPL FINANCIAL LLC · LISLE, IL
BLACKWATCH FINANCIAL GROUP, LLC · LISLE, IL
ON INVESTMENT MANAGEMENT CO · Lisle, IL
VOYA FINANCIAL ADVISORS, INC. · LISLE, IL
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